Resolution of Compliance Concerns

Unique situations require unique solutions. Late filings of Annual Returns (Form 5500) can be corrected through the DFVC (Delinquent Filer Voluntary Compliance) Program. Certain plan qualification deficiencies that have not been discovered on audit can be corrected through the EPCRS (Employee Plans Compliance Resolution System). QBI can lead you through these processes and prepare the necessary filings to keep your plan in compliance with the law and minimize IRS or DOL penalties.

ERISA 403(b) plans - without plan documents and with delinquent 5500 filings can be assisted by our experienced staff.

DOL and IRS Audits will be managed at QBI.